Legal Action: Securities America, Inc; James D. Nagengast; Steven F. McWhorter; Walter Thomas Cross; Kevin Joseph Miller; Debra A. Hansen; Lamar Stuart Jones, JR; and Pamela Janine Wertheim and Greg Sautter, Barbara Slobojan and Ernest Hathaway

Legal Action: Securities America, Inc; James D. Nagengast; Steven F. McWhorter; Walter Thomas Cross; Kevin Joseph Miller; Debra A. Hansen; Lamar Stuart Jones, JR; and Pamela Janine Wertheim and Greg Sautter, Barbara Slobojan and Ernest Hathaway

2015 Securities America, Inc; James D. Nagengast; Steven F. McWhorter; Walter Thomas Cross; Kevin Joseph Miller; Debra A. Hansen; Lamar Stuart Jones, JR; and Pamela Janine Wertheim and Greg Sautter, Barbara Slobojan and Ernest Hathaway Notice of Proposed Agency Disciplinary Action and Opportunity for Hearing