BOSTON-BASED LPL FINANCIAL WILL ALSO PAY RESCISSION TO MONTANANS HELENA, Mont. – Securities Commissioner Matt Rosendale has secured a $499,000 settlement with a Boston-based financial company for failing to follow …
ROSENDALE ISSUES CEASE AND DESIST ORDER AGAINST FAKE INSURANCE COMPANY
URGES MONTANANS TO CONTACT CSI IF THEY’VE DEALT WITH THE COMPANY HELENA, Mont. – Insurance Commissioner Matt Rosendale today issued a cease and desist order against a Tennessee man for …
SCAM USING FAKE STATE AUDITOR DOCUMENTS TO TARGET MONTANA
ROSENDALE ENCOURAGES MONTANANS TO BE ON THE LOOKOUT AFTER BOZEMAN INCIDENT HELENA, Mont. – State Auditor Matt Rosendale is warning Montanans to watch out for a scam that is using …
ROSENDALE LAUNCHES TASK FORCE TO FIGHT EXPLOITATION OF MONTANA’S SENIORS
AGENCIES FROM MULTIPLE JURISDICTIONS MEET TO ADDRESS ELDER FINANCIAL ABUSE HELENA, Mont. – State Auditor Matt Rosendale today announced the creation of the Senior Financial Exploitation Task Force to better …
CSI REACHES $101,000 SETTLEMENT WITH NEW YORK FIRM
HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that his office has reached a $101,000 settlement with a New York financial firm for bilking a Chester, Mont., man out …
ROSENDALE PRESENTS TO BUSINESS AND LABOR COMMITTEES, RELEASES 2018 STATISTICS
CSI’S “2018 IN NUMBERS” PROVIDES A SNAPSHOT OF THE STATE AUDITOR’S WORK HELENA, Mont. – Commissioner of Securities and Insurance Matt Rosendale presented an overview of the State Auditor’s office …
CSI CASE AGAINST NEW YORK FIRM RESULTS IN OVER $1.2 MILLION IN FINES AND RESTITUTION
ALEXANDER CAPITAL SALESPERSONS ENGAGED IN FRAUDULENT AND UNETHICAL PRACTICES AGAINST MONTANA CLIENTS HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that a fraud case before his office has resulted …
ROSENDALE RAISES AWARENESS OF PROMISSORY NOTE FRAUD
HELENA, Mont. — In recognition of International Fraud Awareness Week, Securities Commissioner Matt Rosendale is raising investor awareness of the risks associated with investments in promissory notes. A promissory note …
CSI Secures Settlement with FSC Securities Corporation
HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that his office has reached a settlement totaling about $5.7 million with FSC Securities Corporation to resolve the alleged illegal activities of …
Rosendale Reminds Investors to Approach Cryptocurrencies with Caution
HELENA, Mont. – With cryptocurrencies like Bitcoin continuing to attract headlines, Securities Commissioner Matt Rosendale today reminded Montana investors to be cautious about investments involving cryptocurrencies. “Investors should go beyond the …
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