BOSTON-BASED LPL FINANCIAL WILL ALSO PAY RESCISSION TO MONTANANS HELENA, Mont. – Securities Commissioner Matt Rosendale has secured a $499,000 settlement with a Boston-based financial company for failing to follow …
ROSENDALE LAUNCHES TASK FORCE TO FIGHT EXPLOITATION OF MONTANA’S SENIORS
AGENCIES FROM MULTIPLE JURISDICTIONS MEET TO ADDRESS ELDER FINANCIAL ABUSE HELENA, Mont. – State Auditor Matt Rosendale today announced the creation of the Senior Financial Exploitation Task Force to better …
CSI REACHES $101,000 SETTLEMENT WITH NEW YORK FIRM
HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that his office has reached a $101,000 settlement with a New York financial firm for bilking a Chester, Mont., man out …
ROSENDALE PRESENTS TO BUSINESS AND LABOR COMMITTEES, RELEASES 2018 STATISTICS
CSI’S “2018 IN NUMBERS” PROVIDES A SNAPSHOT OF THE STATE AUDITOR’S WORK HELENA, Mont. – Commissioner of Securities and Insurance Matt Rosendale presented an overview of the State Auditor’s office …
CSI CASE AGAINST NEW YORK FIRM RESULTS IN OVER $1.2 MILLION IN FINES AND RESTITUTION
ALEXANDER CAPITAL SALESPERSONS ENGAGED IN FRAUDULENT AND UNETHICAL PRACTICES AGAINST MONTANA CLIENTS HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that a fraud case before his office has resulted …
ROSENDALE RAISES AWARENESS OF PROMISSORY NOTE FRAUD
HELENA, Mont. — In recognition of International Fraud Awareness Week, Securities Commissioner Matt Rosendale is raising investor awareness of the risks associated with investments in promissory notes. A promissory note …
Rosendale Announces “Invest in Montana” Tour
CAPITAL FORMATION OPPORTUNITIES TO BE HIGHLIGHTED THROUGHOUT STATE HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that he and other securities staff from the Office of the Montana State …
CSI Secures Settlement with FSC Securities Corporation
HELENA, Mont. – Securities Commissioner Matt Rosendale announced today that his office has reached a settlement totaling about $5.7 million with FSC Securities Corporation to resolve the alleged illegal activities of …
Rosendale Reminds Investors to Approach Cryptocurrencies with Caution
HELENA, Mont. – With cryptocurrencies like Bitcoin continuing to attract headlines, Securities Commissioner Matt Rosendale today reminded Montana investors to be cautious about investments involving cryptocurrencies. “Investors should go beyond the …
Rosendale Releases CSI’s 2017 Year-in-Review Report
HELENA, Mont. – Securities and Insurance Commissioner Matt Rosendale today released a 2017 Year-in-Review report for the Commissioner of Securities of Insurance, Office of the Montana State Auditor (CSI). The report …