The Securities Department

The Securities Department at the Office of the Montana State Auditor, Commissioner of Securities and Insurance is responsible for the regulation of the securities industry in Montana. We protect your investments by ensuring compliance with the Securities Act of Montana and investigate any complaints of fraud or improper practices.

+0K
Stockbrokers and Investment Adviser Representatives Registered
0
broker-dealer and investment adviser firms registered
0K
investment products registered
Subscribe to our securities email list
Email Updates
To sign up for updates or to access your subscriber preferences, please enter your contact information below.

Your Investments

Your Investing Rights 
How to Protect Yourself 
Living Trusts 
Common Scams
Restitution Assistance Fund
Financial Field Manual
Complaints and Fraud

For Professionals

Compliance
Registration & Fees
Capital Formation
Multi-level Marketing Firms
Forms
Laws & Rules
Complaints and Fraud